Having trouble navigating a vast and

ever-changing financial regulatory landscape?

We provide our financial services clients with start-to-finish business, compliance and regulatory advisory services.

We will work alongside you to identify risk, streamline operations, and help your business maintain compliance while executing on your strategic goals.

How We Help Clients

We offer clients within the financial services sector assistance at every stage of the business lifecycle to meet regulatory requirements, identify potential risks, and navigate the rapidly changing regulatory landscape in collaboration with the client.

1. Startup

Authorization, licensing and registration
Support and /or design of internal governance, risk and compliance models
Short- and long-term outsourcing arrangement, including compliance, risk and MLRO
Advisory relationship

2. Scaleup

Assignments inititiated by regulatory change
Remediation design and implementation support
Strategic advice on internal governance, risk and compliance operating models and frameworks
Short- and long-term outsourcing arrangement, including compliance, risk and MLRO
Long-term advisory relationships
Board of Directors assignments

3. Scaler

Training
Regulator visit/inspection preparation and support
Advice, support and remediation, before, during and after visit/inspection outcome
Board of Directors assignments

Not a financial services company?

With in-depth experience and access to a wide network within the European payment space, we are able to offer non-financial services clients advisory services on topics such as AML/CTF, embedded finance, payment platforms, and payment service providers.

OUR EXPERTISE

Drawing upon our hands-on experience, which includes previous work conducted at the Swedish Financial Supervisory Authority and extensive experience in the private financial services sector, we are well positioned to offer you tailored and business-oriented advisory services.

Authorization

We combine our competency of regulatory practices and methodologies with knowledge of real-world realities in our advisory throughout your authorization application process, providing you with a high degree of confidence to apply, and obtain authorizations necessary for your business. Our speciality lies within the application process to provide banking services as a credit institution, or provide payment services as a payment institution.

Supervision

With experience and knowledge of regulatory supervisory and prioritization methodology, we are able to advise and guide our clients in understanding its regulator, and assist in their interaction and communications efforts.

Financial crime prevention

With practical and regulatory experience, we help you deliver on AML/CTF compliance and business needs. Our approach provides our clients with guidance on implementing a risk-based and efficient model, fit for purpose, in accordance with their unique business model and risk level.

Payments services

With an in-depth knowledge of regulatory expectations in providing payment services, we are able to provide you with the tools necessary to stay ahead of regulatory pressure and minimize its potential impact on your day-to-day operations.

Fintech

We are a trusted partner to fintech companies with various service offerings ranging from Saas to capturing payments and instant transfers. Our value offering is bringing in-depth knowledge of financial regulations to the table, along with a practical understanding and experience of challenges faced by the business, and how to overcome them.

Advisory

With hands-on experience of providing guidance, reporting, training and engaging in BoD assignments, we are able to tailor our advisory relationship with our client in accordance with their needs.

“A one stop shop for your business advisory needs providing you access to in-depth knowledge of the current European payment landscape, regulatory requirements, and regulatory prioritization methodologies”

Johan Friis

Co-founder of Zimpler

“We have spent significant time and resources ensuring compliance with regulations while executing on our business strategy. The advisory services provided by Regulation Nation have been instrumental in striking a balance between addressing regulatory compliance requirements while meeting budget and deadlines in accordance with our outlined business strategy.We will continue to utilize their expertise in a board member capacity going forward”

Tim

Öhman Cirillo

COO at Billogram